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Is your Financial Advisor a Fiduciary?

One of the most common questions I get from my new wealth management clients is “ARE YOU A FIDUCIARY?” This has been an issue that has been going back and forth between financial industry regulators and the financial services industry since I have been in the business since 1997 and probably well before that!  It has been in the news once again recently due to a recent Department of Labor “Fiduciary Rule” regulation. Therefore, I made this video with the hope of clarifying what being a fiduciary means with respect to financial advisory services and how you can tell if your advisor is one too!  I hope you find it informative!

Click on the Arrow button in the box below to view the video!


The opinions voiced in this material are for general information only and are not intended to provide specific advice or recommendations for any individual.

Investment Management refers to the discretionary investment management services provided through Four Financial Management, a registered investment adviser. These services are provided for a fee.

Securities offered through LPL Financial. Member FINRA/SIPC.

Investment advice offered through Four Financial Management a registered investment advisor and separate entity from LPL Financial.





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